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This version of the form is not currently in use and is provided for reference only. Download this version of
Form NY-IASW
for the current year.
Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York
What Is Form NY-IASW?
This is a legal form that was released by the New York State Attorney General - a government authority operating within New York. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is the NY-IASW Special Waiver?
A: The NY-IASW Special Waiver is a qualification under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers in New York.
Q: Who can apply for the NY-IASW Special Waiver?
A: Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers in New York can apply for the NY-IASW Special Waiver.
Q: What is the purpose of the NY-IASW Special Waiver?
A: The purpose of the NY-IASW Special Waiver is to provide a specific qualification for certain Investment Adviser Representatives in New York.
Q: What are the requirements for the NY-IASW Special Waiver?
A: The requirements for the NY-IASW Special Waiver are outlined in 13 Nycrr 11.7(B).
Form Details:
- Released on November 1, 2020;
- The latest edition provided by the New York State Attorney General;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of Form NY-IASW by clicking the link below or browse more documents and templates provided by the New York State Attorney General.
