Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York

Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York

What Is Form NY-IASW?

This is a legal form that was released by the New York State Attorney General - a government authority operating within New York. As of today, no separate filing guidelines for the form are provided by the issuing department.

Form Details:

  • Released on February 8, 2021;
  • The latest edition provided by the New York State Attorney General;
  • Easy to use and ready to print;
  • Quick to customize;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of Form NY-IASW by clicking the link below or browse more documents and templates provided by the New York State Attorney General.

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Download Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York

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  • Form NY-IASW Special Waiver Qualification Under 13 Nycrr 11.7(B) for Investment Adviser Representatives of State Registered Investment Advisers or Federally Covered Investment Advisers - New York, Page 1
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