This is a legal form that was released by the U.S. Securities and Exchange Commission on August 1, 2005 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form N-17D-1?
A: Form N-17D-1 is a report filed by a Small Business Investment Company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank.
Q: What is the purpose of Form N-17D-1?
A: The purpose of Form N-17D-1 is to report investments made by the SBIC and the affiliated bank.
Q: Who is required to file Form N-17D-1?
A: Small Business Investment Companies (SBICs) registered under the Investment Company Act of 1940 and their affiliated banks are required to file Form N-17D-1.
Q: What is Paragraph (D)(3) of Rule 17d-1?
A: Paragraph (D)(3) of Rule 17d-1 is the specific rule that requires the submission of Form N-17D-1.
Form Details:
Download a printable version of Form N-17D-1 (SEC Form 1839) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.