Form 37 (10090PE) Report by a Registered Owner of Securities Beneficially Owned by an Insider in Ontario, Canada is used to report securities that are owned by insiders (company officers, directors, shareholders with significant control) to the Ontario Securities Commission. It provides transparency and helps prevent insider trading.
The Form 37 (10090PE) Report by a Registered Owner of Securities Beneficially Owned by an Insider in Ontario, Canada is filed by the registered owner of the securities, who is the person listed as the legal owner of the shares in the company's records.
Q: What is Form 37 (10090PE)?
A: Form 37 (10090PE) is a report required in Ontario, Canada for registered owners of securities when an insider holds beneficial ownership.
Q: Who is required to submit Form 37 (10090PE)?
A: Registered owners of securities who have insiders holding beneficial ownership are required to submit Form 37 (10090PE).
Q: What is meant by 'insider' in the context of Form 37 (10090PE)?
A: 'Insider' refers to an individual or entity that has beneficial ownership of securities and is also in a position of power within the company.
Q: What information is required in Form 37 (10090PE)?
A: Form 37 (10090PE) requires information about the registered owner of the securities, the insider holding beneficial ownership, and details of the securities involved.
Q: Is Form 37 (10090PE) specific to Ontario, Canada?
A: Yes, Form 37 (10090PE) is specific to Ontario, Canada and is required for compliance with provincial securities regulations.