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Form DOSIADS Investment Adviser Designation of Supervisor - Wisconsin
What Is Form DOSIADS?
This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is a DOSIADS Investment Adviser Designation of Supervisor?
A: DOSIADS Investment Adviser Designation of Supervisor is a form used in Wisconsin to designate a supervisor for an investment adviser.
Q: Who needs to submit the DOSIADS Investment Adviser Designation of Supervisor?
A: Any investment adviser operating in Wisconsin needs to submit the DOSIADS Investment Adviser Designation of Supervisor.
Q: What is the purpose of the DOSIADS Investment Adviser Designation of Supervisor?
A: The purpose of the DOSIADS Investment Adviser Designation of Supervisor is to designate a supervisor for an investment adviser to ensure compliance with regulatory requirements.
Form Details:
- Released on November 1, 2022;
- The latest edition provided by the Wisconsin Department of Financial Institutions;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DOSIADS by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.
