This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is the DOSASIM Securities Agent Simultaneous Registration Disclosure Application?
A: The DOSASIM Securities Agent Simultaneous Registration Disclosure Application is a form used in Wisconsin to apply for simultaneous registration of securities agents.
Q: What is simultaneous registration of securities agents?
A: Simultaneous registration of securities agents allows individuals who are already registered in another state to become registered in Wisconsin without having to go through the full registration process again.
Q: Who needs to file the DOSASIM application?
A: Individuals who are currently registered as securities agents in another state and want to become registered in Wisconsin need to file the DOSASIM application.
Q: What information is required in the DOSASIM application?
A: The DOSASIM application requires personal information, employment history, and information about prior disciplinary actions, among other things.
Form Details:
Download a fillable version of Form DOSASIM by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.