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Form DOSIAAA Wisconsin Investment Advisory Activity of Applicant - Wisconsin
What Is Form DOSIAAA?
This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is DOSIAAA?
A: DOSIAAA stands for Division of Securities' Investment Adviser Activity Amendment Application.
Q: What is the purpose of the DOSIAAA?
A: The DOSIAAA is used to report investment advisory activity in the state of Wisconsin.
Q: Who should file the DOSIAAA?
A: Investment advisers who are registered or applying for registration in Wisconsin should file the DOSIAAA.
Q: What information is required in the DOSIAAA?
A: The DOSIAAA requires detailed information about the investment advisory activity, including client information, assets under management, fees charged, and disciplinary history.
Q: What is the deadline for filing the DOSIAAA?
A: The DOSIAAA should be filed within 30 days of a material change in investment advisory activity or annually by December 31st.
Form Details:
- Released on November 1, 2022;
- The latest edition provided by the Wisconsin Department of Financial Institutions;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DOSIAAA by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.
