Form DOSBDAA Wisconsin Broker-Dealer Activity of Applicant - Wisconsin

What Is Form DOSBDAA?

This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form DOSBDAA?
A: Form DOSBDAA is Wisconsin Broker-Dealer Activity of Applicant form.

Q: Who is required to fill out Form DOSBDAA?
A: Broker-dealers in Wisconsin are required to fill out Form DOSBDAA.

Q: What is the purpose of Form DOSBDAA?
A: The purpose of the form is to provide information about the broker-dealer's activities in Wisconsin.

Q: When should Form DOSBDAA be filed?
A: Form DOSBDAA should be filed within 30 days of engaging in broker-dealer activities in Wisconsin.

Q: What information is required on Form DOSBDAA?
A: Form DOSBDAA requires information such as the broker-dealer's name, address, contact information, and details of their activities in Wisconsin.

Q: Are there any fees associated with Form DOSBDAA?
A: Yes, there are fees associated with filing Form DOSBDAA. The fee amount depends on the broker-dealer's annual gross revenue.

Q: What happens after Form DOSBDAA is filed?
A: After Form DOSBDAA is filed, the Wisconsin Department of Financial Institutions will review the information and process the application for broker-dealer registration.

Q: Is there a deadline to submit Form DOSBDAA?
A: Yes, Form DOSBDAA must be submitted within 30 days of engaging in broker-dealer activities in Wisconsin.