Form TA-2 (SEC Form 2113) Form for Reporting Activities of Transfer Agents Registered Pursuant to Section 17a of the Securities Exchange Act of 1934

What Is Form TA-2 (SEC Form 2113)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on August 1, 2012 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form TA-2?
A: Form TA-2 is a form used for reporting activities of transfer agents registered under Section 17a of the Securities Exchange Act of 1934.

Q: Who needs to file Form TA-2?
A: Transfer agents registered under Section 17a of the Securities Exchange Act of 1934 need to file Form TA-2.

Q: What is the purpose of Form TA-2?
A: The purpose of Form TA-2 is to report the activities of transfer agents and provide relevant information to the Securities and Exchange Commission (SEC).

Q: What information does Form TA-2 require?
A: Form TA-2 requires transfer agents to provide information about their activities, including details about securities transfers, recordkeeping, and compliance.

Q: Are there any fees associated with filing Form TA-2?
A: Yes, there are fees associated with filing Form TA-2. The fees vary depending on the size of the transfer agent's activity.

Q: What happens if a transfer agent fails to file Form TA-2?
A: If a transfer agent fails to file Form TA-2, they may face penalties and enforcement actions by the Securities and Exchange Commission (SEC).