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Form SBSE-BD (SEC Form 2926) Application for Registration of Security-Based Swap Dealers and Major Security- Based Swap Participants That Are Registered Broker-Dealers
What Is Form SBSE-BD (SEC Form 2926)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2016 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form SBSE-BD?
A: Form SBSE-BD is an application form for registering Security-Based Swap Dealers and Major Security-Based Swap Participants that are registered broker-dealers.
Q: Who needs to file Form SBSE-BD?
A: Security-Based Swap Dealers and Major Security-Based Swap Participants that are registered broker-dealers need to file Form SBSE-BD.
Q: What is the purpose of Form SBSE-BD?
A: The purpose of Form SBSE-BD is to apply for registration as a Security-Based Swap Dealer or Major Security-Based Swap Participant that is also a registered broker-dealer.
Form Details:
- Released on January 1, 2016;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form SBSE-BD (SEC Form 2926) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download Form SBSE-BD (SEC Form 2926) Application for Registration of Security-Based Swap Dealers and Major Security- Based Swap Participants That Are Registered Broker-Dealers
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