PDF
Word
Form 3 (SEC Form 1473) Initial Statement of Beneficial Ownership of Securities
What Is Form 3 (SEC Form 1473)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on November 1, 2011 and used country-wide. Check the official instructions before completing and submitting the form.
FAQ
Q: What is Form 3 (SEC Form 1473)?
A: Form 3 (SEC Form 1473) is an initial statement of beneficial ownership of securities.
Q: Who is required to file Form 3?
A: Certain individuals who have acquired more than 10% ownership in a registered corporation are required to file Form 3.
Q: What information is required on Form 3?
A: Form 3 requires the filer to provide information about their identity, the securities they own, and any transactions they have made.
Q: When is Form 3 due?
A: Form 3 must be filed with the SEC within 10 days after the acquisition that triggered the filing requirement.
Form Details:
- Released on November 1, 2011;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of Form 3 (SEC Form 1473) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download Form 3 (SEC Form 1473) Initial Statement of Beneficial Ownership of Securities
1
2
