Form 10 (SEC Form 1396) General Form for Registration of Securities

What Is Form 10 (SEC Form 1396)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 2021 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form 10?
A: Form 10 is a general form for registration of securities with the Securities and Exchange Commission (SEC).

Q: What is SEC Form 1396?
A: SEC Form 1396 is the specific form number assigned to Form 10.

Q: What is the purpose of Form 10?
A: The purpose of Form 10 is to register securities with the SEC, allowing the issuer to become a publicly traded company.

Q: Who needs to file Form 10?
A: Companies that want to go public and have their securities traded on a national securities exchange are required to file Form 10.

Q: What information is required in Form 10?
A: Form 10 requires detailed information about the company, its business operations, financial statements, management, and other relevant information.

Q: Is there a fee to file Form 10?
A: Yes, there is a filing fee associated with Form 10, which is determined by the size of the offering.

Q: Are there any exemptions from filing Form 10?
A: Certain types of securities offerings may be exempt from filing Form 10, such as offerings limited to accredited investors or certain intrastate offerings.