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Form TA-1 (SEC Form 1528) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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Form TA-1 (SEC Form 1528) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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What Is Form TA-1 (SEC Form 1528)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on December 1, 2006 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form TA-1?
A: Form TA-1 is a uniform form used for registration as a transfer agent and for amendment to registration.

Q: What is SEC Form 1528?
A: SEC Form 1528 is another name for Form TA-1.

Q: What is the purpose of Form TA-1?
A: The purpose of Form TA-1 is to register as a transfer agent or to make amendments to an existing registration.

Q: Which law does Form TA-1 comply with?
A: Form TA-1 complies with Section 17a of the Securities Exchange Act of 1934.

Q: Who is required to use Form TA-1?
A: Transfer agents who need to register or make amendments to their registration must use Form TA-1.

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Form Details:

  • Released on December 1, 2006;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of Form TA-1 (SEC Form 1528) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download Form TA-1 (SEC Form 1528) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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  • Form TA-1 (SEC Form 1528) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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Transfer Agent U.S. Securities and Exchange Commission United States Federal Legal Forms Legal United States Legal Forms
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