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Form 13F (SEC Form 1685) Information Required of Institutional Investment Managers Pursuant to Section 13(F) of the Securities Exchange Act of 1934 and Rules Thereunder

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Form 13F (SEC Form 1685) Information Required of Institutional Investment Managers Pursuant to Section 13(F) of the Securities Exchange Act of 1934 and Rules Thereunder

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What Is Form 13F (SEC Form 1685)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2012 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form 13F?
A: Form 13F is a report that institutional investment managers file with the Securities and Exchange Commission (SEC).

Q: Who is required to file Form 13F?
A: Institutional investment managers are required to file Form 13F, if they meet certain criteria.

Q: What information is required on Form 13F?
A: Form 13F requires institutional investment managers to disclose their holdings of certain securities.

Q: What is the purpose of filing Form 13F?
A: The purpose of filing Form 13F is to provide transparency about the investment holdings of institutional investment managers.

Q: What is the Securities Exchange Act of 1934?
A: The Securities Exchange Act of 1934 is a U.S. federal law that regulates securities trading and markets.

Q: What are the rules governing Form 13F?
A: The rules governing Form 13F are the rules established by the SEC under Section 13(F) of the Securities Exchange Act of 1934.

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Form Details:

  • Released on January 1, 2012;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of Form 13F (SEC Form 1685) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download Form 13F (SEC Form 1685) Information Required of Institutional Investment Managers Pursuant to Section 13(F) of the Securities Exchange Act of 1934 and Rules Thereunder

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