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Form DFI / DOS / IAAA Wisconsin Investment Advisory Activity of Applicant - Wisconsin
What Is Form DFI/DOS/IAAA?
This is a legal form that was released by the Wisconsin Department of Financial Institutions - a government authority operating within Wisconsin. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is DFI?
A: DFI stands for Wisconsin Department of Financial Institutions.
Q: What is DOS?
A: DOS stands for Division of Securities.
Q: What is IAAA?
A: IAAA stands for Investment Adviser Agent Application.
Q: What is Wisconsin Investment Advisory Activity?
A: It refers to the activity of providing investment advice in the state of Wisconsin.
Q: What does the application involve?
A: The application involves providing information about the applicant's investment advisory activity in Wisconsin.
Form Details:
- Released on September 1, 2020;
- The latest edition provided by the Wisconsin Department of Financial Institutions;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DFI/DOS/IAAA by clicking the link below or browse more documents and templates provided by the Wisconsin Department of Financial Institutions.
