Uniform Application for Individual Surplus Lines Broker License / Registration

Uniform Application for Individual Surplus Lines Broker License/Registration is a 5-page legal document that was released by the National Association of Insurance Commissioners on January 1, 2014 and used nation-wide.

FAQ

Q: What is the Uniform Application for Individual Surplus Lines Broker License/Registration?
A: It is a form used to apply for a license or registration as an individual surplus lines broker.

Q: Who can use the Uniform Application for Individual Surplus Lines Broker License/Registration?
A: Individuals who want to become licensed or registered as a surplus lines broker.

Q: What is a surplus lines broker?
A: A surplus lines broker is a licensed insurance professional who specializes in placing insurance coverage with non-admitted insurance companies.

Q: What is the purpose of the Uniform Application for Individual Surplus Lines Broker License/Registration?
A: The form is used to collect information about the applicant's qualifications and background to determine eligibility for a surplus lines broker license or registration.

Q: What information do I need to provide on the application?
A: The application will require you to provide personal information, employment history, education and training information, and details about any criminal history or disciplinary actions.

Q: Is there a fee to submit the application?
A: Yes, there is usually a fee associated with submitting the application. The amount may vary depending on the state.

Q: What happens after I submit the application?
A: After you submit the application, it will be reviewed by the state insurance department or regulatory authority. They may conduct a background check and evaluate your qualifications before making a decision on your license or registration.

Q: How long does it take to get a surplus lines broker license or registration?
A: The processing time can vary depending on the state and the complexity of the application. It can take several weeks to several months to receive a license or registration.

Q: Can I work as a surplus lines broker without a license or registration?
A: No, it is illegal to work as a surplus lines broker without a valid license or registration. You must obtain the necessary credentials before engaging in surplus lines broker activities.