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Form DFPI-25102(N) First Notice of Transaction Pursuant to Corporations Code Section 25102(N) - California
What Is Form DFPI-25102(N)?
This is a legal form that was released by the California Department of Financial Protection and Innovation - a government authority operating within California. Check the official instructions before completing and submitting the form.
FAQ
Q: What is Form DFPI-25102(N)?
A: Form DFPI-25102(N) is the First Notice of Transaction Pursuant to Corporations Code Section 25102(N) in California.
Q: What is the purpose of Form DFPI-25102(N)?
A: The purpose of Form DFPI-25102(N) is to notify the California Department of Financial Protection and Innovation (DFPI) of a transaction conducted pursuant to Corporations Code Section 25102(N).
Q: What is Corporations Code Section 25102(N)?
A: Corporations Code Section 25102(N) is a section of the California Corporations Code that exempts certain transactions from qualification under the state's securities laws.
Q: Who needs to file Form DFPI-25102(N)?
A: Any person or entity who is conducting a transaction pursuant to Corporations Code Section 25102(N) in California needs to file Form DFPI-25102(N) with the DFPI.
Q: What information is required on Form DFPI-25102(N)?
A: Form DFPI-25102(N) requires information about the issuer and the transaction, including the names and addresses of the parties involved, details about the securities being offered, and any exemptions claimed.
Q: Is there a fee for filing Form DFPI-25102(N)?
A: Yes, there is a fee for filing Form DFPI-25102(N) in California. The fee amount varies and depends on the total offering amount of the securities being sold.
Q: What happens after Form DFPI-25102(N) is filed?
A: After Form DFPI-25102(N) is filed, the DFPI will review the submission and may request additional information or documentation. If the transaction meets the requirements of Corporations Code Section 25102(N), the DFPI will issue a confirmation of exemption.
Form Details:
- Released on November 1, 2020;
- The latest edition provided by the California Department of Financial Protection and Innovation;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form DFPI-25102(N) by clicking the link below or browse more documents and templates provided by the California Department of Financial Protection and Innovation.
Download Form DFPI-25102(N) First Notice of Transaction Pursuant to Corporations Code Section 25102(N) - California
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