SEC Form 2198 (N-17F-2) Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies

What Is SEC Form 2198 (N-17F-2)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on April 1, 2009 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 2198?
A: SEC Form 2198 is a Certificate of Accounting of Securities and Similar Investments.

Q: What is N-17F-2?
A: N-17F-2 is the specific designation for this form.

Q: Who uses SEC Form 2198?
A: Management Investment Companies use SEC Form 2198 for reporting.

Q: What is the purpose of SEC Form 2198?
A: The purpose of SEC Form 2198 is to provide an accounting of securities and similar investments held by Management Investment Companies.

Q: What does SEC stand for?
A: SEC stands for Securities and Exchange Commission.

Q: What are Management Investment Companies?
A: Management Investment Companies are financial institutions that pool funds from various investors and invest in securities and assets on their behalf.

Q: What are securities?
A: Securities are tradable financial assets, such as stocks, bonds, and options.

Q: What are similar investments?
A: Similar investments refer to other financial instruments or assets that have characteristics similar to securities, such as derivatives or real estate investment trusts.

Q: What is the custody of securities and similar investments?
A: Custody refers to the safekeeping and management of securities and similar investments by a third-party custodian, often a bank or trust company.

Q: What information is included in SEC Form 2198?
A: SEC Form 2198 includes details about the types, quantities, values, and locations of securities and similar investments held by the Management Investment Company.