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SEC Form 2858 (13H) Large Trader Registration - Information Required of Large Traders Pursuant to Section 13(H) of the Securities Exchange Act of 1934 and Rules Thereunder

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SEC Form 2858 (13H) Large Trader Registration - Information Required of Large Traders Pursuant to Section 13(H) of the Securities Exchange Act of 1934 and Rules Thereunder

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What Is SEC Form 2858 (13H)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on November 1, 2011 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 2858 (13H)?
A: SEC Form 2858 (13H) is a form used for Large Trader Registration.

Q: Who needs to fill out SEC Form 2858 (13H)?
A: Large Traders need to fill out SEC Form 2858 (13H).

Q: What is a Large Trader?
A: A Large Trader is an individual or entity that engages in a significant amount of securities trading activity.

Q: What is the purpose of SEC Form 2858 (13H)?
A: The purpose of SEC Form 2858 (13H) is to collect information about Large Traders as required by Section 13(H) of the Securities Exchange Act of 1934 and Rules Thereunder.

Q: What information is required in SEC Form 2858 (13H)?
A: SEC Form 2858 (13H) requires information about the Large Trader's identity, trading activities, and control relationships.

Q: Why is Large Trader registration important?
A: Large Trader registration is important for market surveillance and to enable the SEC to monitor and analyze trading activity.

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Form Details:

  • Released on November 1, 2011;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of SEC Form 2858 (13H) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download SEC Form 2858 (13H) Large Trader Registration - Information Required of Large Traders Pursuant to Section 13(H) of the Securities Exchange Act of 1934 and Rules Thereunder

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