This is a legal form that was released by the U.S. Securities and Exchange Commission on May 1, 2017 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is SEC Form 1972 (D)?
A: SEC Form 1972 (D) is the Notice of Exempt Offering of Securities.
Q: Who is required to file SEC Form 1972 (D)?
A: Certain issuers who are claiming an exemption from registration for the offering of securities are required to file SEC Form 1972 (D).
Q: What information is included in SEC Form 1972 (D)?
A: SEC Form 1972 (D) includes details about the issuer, the offering information, and other relevant disclosures.
Q: What is the purpose of filing SEC Form 1972 (D)?
A: The purpose of filing SEC Form 1972 (D) is to provide transparency and information to investors about exempt offerings of securities.
Form Details:
Download a fillable version of SEC Form 1972 (D) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.