This is a legal form that was released by the U.S. Securities and Exchange Commission on April 1, 2021 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is SEC Form 649?
A: SEC Form 649 is a registration form for securities of unit investment trusts registered on Form N-8b-2 under the 1933 Act.
Q: What is the purpose of SEC Form 649?
A: The purpose of SEC Form 649 is to facilitate the registration of securities of unit investment trusts under the 1933 Act.
Q: What is the 1933 Act?
A: The 1933 Act refers to the Securities Act of 1933, which regulates the offering and sale of securities in the United States.
Q: What are unit investment trusts?
A: Unit investment trusts are investment vehicles that hold a fixed portfolio of securities and issue redeemable units to investors.
Q: What is Form N-8b-2?
A: Form N-8b-2 is a registration form for unit investment trusts under the Investment Company Act of 1940.
Form Details:
Download a printable version of SEC Form 649 (S-6) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.