PDF
Word
SEC Form 1705 (X-17A-5) Part I Focus Report
What Is SEC Form 1705 (X-17A-5) Part I?
This is a legal form that was released by the U.S. Securities and Exchange Commission on April 1, 2003 and used country-wide. The document is a supplement to Form X-17A-5, Focus Report Part Iia. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is SEC Form 1705?
A: SEC Form 1705 is also known as the X-17A-5 Part I Focus Report.
Q: Who needs to file SEC Form 1705?
A: Certain broker-dealers registered with the Securities and Exchange Commission (SEC) need to file SEC Form 1705.
Q: What is the purpose of SEC Form 1705?
A: SEC Form 1705 is used to provide the SEC with information about a broker-dealer's financial and operational activities.
Q: What information is included in SEC Form 1705?
A: SEC Form 1705 includes details about a broker-dealer's balance sheet, income statement, and other financial information.
Q: When is SEC Form 1705 due?
A: SEC Form 1705 is typically due within 17 business days after the end of the fiscal year.
Form Details:
- Released on April 1, 2003;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of SEC Form 1705 (X-17A-5) Part I by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 1705 (X-17A-5) Part I Focus Report
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
