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This version of the form is not currently in use and is provided for reference only. Download this version of
Form CADV
for the current year.
Form CADV Commodity Investment Advisor Statement - New York
What Is Form CADV?
This is a legal form that was released by the New York State Attorney General - a government authority operating within New York. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is a CADV Commodity Investment Advisor Statement?
A: The CADV Commodity Investment Advisor Statement is a financial document that provides information about the investment advisor's activities in the commodity market.
Q: Who needs to file a CADV Commodity Investment Advisor Statement?
A: Any investment advisor involved in commodity-related activities in New York needs to file a CADV Commodity Investment Advisor Statement.
Q: What information does the CADV Commodity Investment Advisor Statement contain?
A: The CADV Commodity Investment Advisor Statement contains details about the investment advisor's commodities positions, transactions, and financial activities.
Q: When is the deadline to file the CADV Commodity Investment Advisor Statement?
A: The deadline to file the CADV Commodity Investment Advisor Statement is typically on or before March 1st of each year.
Q: What are the consequences of not filing the CADV Commodity Investment Advisor Statement?
A: Failure to file the CADV Commodity Investment Advisor Statement can result in penalties and potential legal consequences.
Q: Are there any exemptions from filing the CADV Commodity Investment Advisor Statement?
A: There may be exemptions available for certain investment advisors based on their activities and registration status. It is advised to consult with the New York State Department of Financial Services for specific exemptions.
Form Details:
- Released on February 1, 2021;
- The latest edition provided by the New York State Attorney General;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of Form CADV by clicking the link below or browse more documents and templates provided by the New York State Attorney General.
Download Form CADV Commodity Investment Advisor Statement - New York
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