SEC Form 777 (ADV-W) Notice of Withdrawal From Registration as an Investment Adviser

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What Is SEC Form 777 (ADV-W)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on July 1, 2017 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 777?
A: SEC Form 777 is the Notice of Withdrawal From Registration as an Investment Adviser.

Q: What does SEC stand for?
A: SEC stands for Securities and Exchange Commission.

Q: Who uses SEC Form 777?
A: SEC Form 777 is used by investment advisers who wish to withdraw their registration.

Q: What is the purpose of SEC Form 777?
A: The purpose of SEC Form 777 is to notify the Securities and Exchange Commission of an investment adviser's intent to withdraw from registration.

Q: Is SEC registration required for investment advisers?
A: Yes, investment advisers are required to register with the SEC unless they qualify for an exemption.

Q: Are there any fees associated with submitting SEC Form 777?
A: No, there are no fees associated with submitting SEC Form 777.

Q: Are there any deadlines for submitting SEC Form 777?
A: There are no specific deadlines for submitting SEC Form 777, but it is recommended to submit the form in a timely manner after the decision to withdraw from registration has been made.

Form Details:

Released on July 1, 2017;
The latest available edition released by the U.S. Securities and Exchange Commission;
Easy to use and ready to print;
Yours to fill out and keep for your records;
Compatible with most PDF-viewing applications;
Fill out the form in our online filing application.

Download a printable version of SEC Form 777 (ADV-W) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.