This is a legal form that was released by the U.S. Securities and Exchange Commission on July 1, 2020 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form N-4?
A: Form N-4 is a registration statement for separate accounts organized as unit investment trusts.
Q: What is SEC Form 2125?
A: SEC Form 2125 is the specific form number assigned to Form N-4.
Q: What is a separate account?
A: A separate account is an investment vehicle organized as a unit investment trust.
Q: What is a unit investment trust?
A: A unit investment trust is a type of investment company that holds a fixed portfolio of securities.
Q: What is the purpose of Form N-4?
A: The purpose of Form N-4 is to register separate accounts organized as unit investment trusts with the Securities and Exchange Commission (SEC).
Q: Who needs to file Form N-4?
A: Those who organize separate accounts as unit investment trusts need to file Form N-4 with the SEC.
Q: What information is required on Form N-4?
A: Form N-4 requires information about the separate account, the unit investment trust, and the individuals involved in organizing and managing it.
Form Details:
Download a printable version of Form N-4 (SEC Form 2125) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.