This is a legal form that was released by the U.S. Securities and Exchange Commission on January 16, 2020 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form N-8B-2?
A: Form N-8B-2 is a registration statement for unit investment trusts that are currently issuing securities.
Q: What is a unit investment trust?
A: A unit investment trust is a type of investment company that holds a fixed portfolio of securities, such as stocks or bonds, and sells units representing an undivided interest in the trust's portfolio.
Q: What is the purpose of Form N-8B-2?
A: The purpose of Form N-8B-2 is to provide information about the unit investment trust, its offerings, and its business operations to the Securities and Exchange Commission (SEC), as required by the Investment Company Act of 1940.
Q: Who is required to file Form N-8B-2?
A: Unit investment trusts that are currently offering or selling their securities in the United States are required to file Form N-8B-2 with the SEC.
Q: What information is included in Form N-8B-2?
A: Form N-8B-2 includes information about the trust's structure, investment objective, investment strategies, risks, fees, financial statements, and other relevant details.
Form Details:
Download a printable version of Form N-8B-2 by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.