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Form SBSE-W (SEC Form 2928) Request for Withdrawal From Registration as a Security-Based Swap Dealer or Major Security-Based Swap Participant
What Is Form SBSE-W (SEC Form 2928)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2016 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form SBSE-W?
A: Form SBSE-W (SEC Form 2928) is a request form used to withdraw from registration as a Security-Based Swap Dealer or Major Security-Based Swap Participant.
Q: Who uses Form SBSE-W?
A: Form SBSE-W is used by individuals or entities that want to withdraw from registration as a Security-Based Swap Dealer or Major Security-Based Swap Participant.
Q: What is a Security-Based Swap Dealer?
A: A Security-Based Swap Dealer is an individual or entity that engages in the business of buying, selling, or entering into security-based swaps as an issuer or counterparty.
Q: What is a Major Security-Based Swap Participant?
A: A Major Security-Based Swap Participant is an individual or entity that is not a Security-Based Swap Dealer but meets certain criteria that make them subject to regulation.
Form Details:
- Released on January 1, 2016;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form SBSE-W (SEC Form 2928) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download Form SBSE-W (SEC Form 2928) Request for Withdrawal From Registration as a Security-Based Swap Dealer or Major Security-Based Swap Participant
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