This version of the form is not currently in use and is provided for reference only. Download this version of Form S-6 (SEC Form 649) for the current year.
This is a legal form that was released by the U.S. Securities and Exchange Commission on May 1, 2019 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form S-6?
A: Form S-6 is a document used for the registration of securities of unit investment trusts under the 1933 Act.
Q: What is SEC Form 649?
A: SEC Form 649 is another name for Form S-6, which is used for the registration of securities of unit investment trusts under the 1933 Act.
Q: What is the purpose of Form S-6?
A: The purpose of Form S-6 is to register the securities of unit investment trusts, which are a type of investment company, with the Securities and Exchange Commission (SEC).
Q: What is the 1933 Act?
A: The 1933 Act refers to the Securities Act of 1933, a federal law that regulates the offer and sale of securities to the public.
Q: What are unit investment trusts?
A: Unit investment trusts are investment companies that offer fixed portfolios of securities to investors. They are regulated by the SEC and provide a way for investors to diversify their investments.
Q: What is Form N-8b-2?
A: Form N-8b-2 is a form used by unit investment trusts to register with the SEC and to provide certain information about the trust and its operations.
Form Details:
Download a printable version of Form S-6 (SEC Form 649) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.