Form N-PORT (SEC Form 2940) Monthly Portfolio Investments Report

What Is Form N-PORT (SEC Form 2940)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on September 1, 2018 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form N-PORT?
A: Form N-PORT is a report filed with the Securities and Exchange Commission (SEC) by registered investment companies to disclose their monthly portfolio investments.

Q: What is SEC Form 2940?
A: SEC Form 2940 is another name for Form N-PORT.

Q: Who is required to file Form N-PORT?
A: Registered investment companies, including mutual funds and exchange-traded funds (ETFs), are required to file Form N-PORT.

Q: What information is included in Form N-PORT?
A: Form N-PORT includes detailed information about the investment company's portfolio holdings, such as the types of securities held, their market values, and any derivatives positions.

Q: How often is Form N-PORT filed?
A: Form N-PORT is filed on a monthly basis.

Q: Is Form N-PORT publicly available?
A: Yes, Form N-PORT is publicly available and can be accessed through the SEC's EDGAR database.

Q: What is the purpose of Form N-PORT?
A: The purpose of Form N-PORT is to provide transparency and enable investors, regulators, and the general public to monitor the investment activities and risks of registered investment companies.

Q: Are there any penalties for not filing Form N-PORT?
A: Yes, failure to file Form N-PORT or filing inaccurate or incomplete information can result in regulatory sanctions and enforcement actions by the SEC.