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This version of the form is not currently in use and is provided for reference only. Download this version of
Form N-5 (SEC Form 0993)
for the current year.
Form N-5 (SEC Form 0993) Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940
What Is Form N-5 (SEC Form 0993)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on May 1, 2019 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form N-5?
A: Form N-5 is a registration statement for Small Business Investment Company (SBIC) under the Securities Act of 1933 and the Investment Company Act of 1940.
Q: Who needs to file Form N-5?
A: Small Business Investment Companies (SBICs) need to file Form N-5.
Q: What is the purpose of filing Form N-5?
A: The purpose of filing Form N-5 is to register as a Small Business Investment Company (SBIC) under the Securities Act of 1933 and the Investment Company Act of 1940.
Q: What information is required in Form N-5?
A: Form N-5 requires information about the SBIC's organization, capital structure, investment activities, financial statements, and other relevant details.
Form Details:
- Released on May 1, 2019;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of Form N-5 (SEC Form 0993) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download Form N-5 (SEC Form 0993) Registration Statement of Small Business Investment Company Under the Securities Act of 1933 and the Investment Company Act of 1940
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