This is a legal form that was released by the U.S. Securities and Exchange Commission on December 1, 2001 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is Form N-8A?
A: Form N-8A is a notification of registration filed pursuant to Section 8(A) of the Investment Company Act of 1940.
Q: What is SEC Form 1102?
A: SEC Form 1102 refers to Form N-8A, which is used to notify the Securities and Exchange Commission (SEC) of a registration under Section 8(A) of the Investment Company Act of 1940.
Q: What is the Investment Company Act of 1940?
A: The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of companies operating in the investment management industry.
Q: Who needs to file Form N-8A?
A: Companies operating in the investment management industry need to file Form N-8A to notify the SEC of their registration under Section 8(A) of the Investment Company Act of 1940.
Q: What is the purpose of filing Form N-8A?
A: The purpose of filing Form N-8A is to provide the SEC with information about a company's registration under Section 8(A) of the Investment Company Act of 1940.
Q: Are there any specific requirements for filing Form N-8A?
A: Yes, there are specific requirements regarding the information that needs to be provided in Form N-8A. These requirements are outlined by the SEC.
Form Details:
Download a printable version of Form N-8A (SEC Form 1102) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.