Securities Division Complaint Form - Maryland

Securities Division Complaint Form is a legal document that was released by the Maryland Attorney General - a government authority operating within Maryland.

FAQ

Q: What is the Securities Division Complaint Form?
A: The Securities Division Complaint Form is a form used to report complaints related to securities in Maryland.

Q: What kind of complaints can be reported using this form?
A: The form is used to report complaints related to securities fraud, investment scams, unauthorized brokers, and other securities-related issues.

Q: Who can file a complaint using this form?
A: Any individual or organization who believes they have been a victim of securities-related misconduct can file a complaint using the form.

Q: What information is required to fill out the complaint form?
A: The form will typically require information such as your personal details, details of the company or individual you are filing the complaint against, description of the alleged misconduct, and any supporting documents.

Q: Is there a deadline for filing a complaint using this form?
A: While there is no specific deadline mentioned, it is advisable to file the complaint as soon as possible after discovering the alleged misconduct.

Q: What happens after filing a complaint using the form?
A: After filing a complaint, it will be reviewed by the Maryland Securities Division to determine if further investigation or action is necessary.

Q: Can I file a complaint anonymously using this form?
A: Yes, you can choose to file a complaint anonymously by not providing your personal information on the form. However, providing your contact information may be helpful for follow-up and investigation purposes.

Q: Is there any fee associated with filing a complaint using this form?
A: No, there is no fee required to file a complaint using the Securities Division Complaint Form.

Q: Can I file a complaint if the alleged misconduct occurred outside of Maryland?
A: Yes, you can still file a complaint with the Maryland Securities Division even if the alleged misconduct occurred outside of Maryland. However, it is advisable to also report the misconduct to the relevant authorities in the jurisdiction where it occurred.