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This version of the form is not currently in use and is provided for reference only. Download this version of
Form SFN53495
for the current year.
Form SFN53495 Affidavit of Broker / Dealer Activity - North Dakota
What Is Form SFN53495?
This is a legal form that was released by the North Dakota Securities Department - a government authority operating within North Dakota. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form SFN53495?
A: Form SFN53495 is an Affidavit of Broker/Dealer Activity for North Dakota.
Q: Who needs to file Form SFN53495?
A: Broker/Dealers operating in North Dakota need to file Form SFN53495.
Q: What is the purpose of Form SFN53495?
A: The purpose of Form SFN53495 is to report broker/dealer activity in North Dakota.
Q: Is there a deadline for filing Form SFN53495?
A: Yes, the deadline for filing Form SFN53495 is determined by North Dakota's Secretary of State.
Q: Are there any fees associated with filing Form SFN53495?
A: There may be fees associated with filing Form SFN53495. Contact North Dakota's Secretary of State for more information.
Q: What information is required on Form SFN53495?
A: Form SFN53495 requires information about the broker/dealer's activity in North Dakota, including transaction details and financial information.
Q: Can I submit a paper copy of Form SFN53495?
A: Yes, paper copies of Form SFN53495 can be submitted by mail or in person to North Dakota's Secretary of State.
Q: Are there any penalties for not filing Form SFN53495?
A: Penalties for not filing Form SFN53495 may include fines or other legal consequences. It is important to comply with North Dakota's reporting requirements.
Form Details:
- Released on August 1, 2018;
- The latest edition provided by the North Dakota Securities Department;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form SFN53495 by clicking the link below or browse more documents and templates provided by the North Dakota Securities Department.
