Form M-10 Sponsors and Selling Agents Broker Dealer Statement - New York

Form M-10 Sponsors and Selling Agents Broker Dealer Statement - New York

What Is Form M-10?

This is a legal form that was released by the New York State Attorney General - a government authority operating within New York. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is Form M-10?
A: Form M-10 is a statement used by broker dealers in New York.

Q: What is the purpose of Form M-10?
A: The purpose of Form M-10 is to disclose the sponsors and selling agents involved in the sale of securities.

Q: Who uses Form M-10?
A: Broker dealers in New York use Form M-10.

Q: What information is included in Form M-10?
A: Form M-10 includes information about the sponsors and selling agents involved in the sale of securities.

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Form Details:

  • Released on April 1, 2018;
  • The latest edition provided by the New York State Attorney General;
  • Easy to use and ready to print;
  • Quick to customize;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of Form M-10 by clicking the link below or browse more documents and templates provided by the New York State Attorney General.

Download Form M-10 Sponsors and Selling Agents Broker Dealer Statement - New York

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