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This version of the form is not currently in use and is provided for reference only. Download this version of
Form SFN53494
for the current year.
Form SFN53494 Affidavit of Investment Advisory Activity - North Dakota
What Is Form SFN53494?
This is a legal form that was released by the North Dakota Securities Department - a government authority operating within North Dakota. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is Form SFN53494?
A: Form SFN53494 is an Affidavit of Investment Advisory Activity specific to North Dakota.
Q: What is an Affidavit of Investment Advisory Activity?
A: An Affidavit of Investment Advisory Activity is a legal document that discloses information about investment advisory activities.
Q: Who needs to file Form SFN53494?
A: Individuals or entities engaged in investment advisory activity in North Dakota may need to file Form SFN53494.
Q: What information is required on Form SFN53494?
A: Form SFN53494 requires information about the investment advisory activities conducted in North Dakota, including assets under management and fees charged.
Q: When is the deadline for filing Form SFN53494?
A: The deadline for filing Form SFN53494 may vary. It is advisable to check with the North Dakota Securities Department for the specific deadline for the current year.
Q: What are the consequences of not filing Form SFN53494?
A: Failing to file Form SFN53494 when required may result in penalties or legal consequences imposed by the North Dakota Securities Department.
Q: Do I need to file Form SFN53494 every year?
A: The requirement to file Form SFN53494 may vary. It is important to check with the North Dakota Securities Department to determine the filing frequency based on your specific circumstances.
Form Details:
- Released on July 1, 2011;
- The latest edition provided by the North Dakota Securities Department;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form SFN53494 by clicking the link below or browse more documents and templates provided by the North Dakota Securities Department.
