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Form ADV: WP Work Report - Alabama
What Is Form ADV: WP?
This is a legal form that was released by the Alabama Department of Revenue - a government authority operating within Alabama. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is the Form ADV?
A: The Form ADV is a disclosure document required by the Securities and Exchange Commission (SEC) for investment advisors.
Q: What is the WP Work Report?
A: The WP Work Report is a specific type of Form ADV used by investment advisors in Alabama.
Q: What is the purpose of the WP Work Report?
A: The purpose of the WP Work Report is to provide detailed information about an investment advisor's business practices and operations.
Q: Who is required to file the WP Work Report?
A: Investment advisors operating in Alabama are required to file the WP Work Report as part of their registration with the Alabama Securities Commission.
Q: What information is included in the WP Work Report?
A: The WP Work Report includes information about the investment advisor's ownership, clients, employees, compensation, and disciplinary history, among other things.
Form Details:
- Released on April 1, 2007;
- The latest edition provided by the Alabama Department of Revenue;
- Easy to use and ready to print;
- Quick to customize;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of Form ADV: WP by clicking the link below or browse more documents and templates provided by the Alabama Department of Revenue.
