SEC Form 2925 (SBSE-A) Application for Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants That Are Registered or Registering With the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant

What Is SEC Form 2925 (SBSE-A)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2016 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 2925 (SBSE-A)?
A: SEC Form 2925 (SBSE-A) is an application used for the registration of Security-Based Swap Dealers and Major Security-Based Swap Participants.

Q: Who uses SEC Form 2925 (SBSE-A)?
A: Security-Based Swap Dealers and Major Security-Based Swap Participants who are registered or registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant use SEC Form 2925 (SBSE-A).

Q: What is the purpose of SEC Form 2925 (SBSE-A)?
A: The purpose of SEC Form 2925 (SBSE-A) is to provide information and apply for registration as a Security-Based Swap Dealer or Major Security-Based Swap Participant.

Q: What information is required in SEC Form 2925 (SBSE-A)?
A: SEC Form 2925 (SBSE-A) requires information such as the name and information of the applicant, organizational structure, business activities, and regulatory history.