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SEC Form 1130 (N-6EI-1) Notification of Claim of Exemption Pursuant to Rule 6e-2 or 6e-3(T) Under the Investment Company Act of 1940
What Is SEC Form 1130 (N-6EI-1)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on March 1, 2003 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is SEC Form 1130?
A: SEC Form 1130 is a form used to notify a claim of exemption under Rule 6e-2 or 6e-3(T) of the Investment Company Act of 1940.
Q: What is the purpose of SEC Form 1130?
A: The purpose of SEC Form 1130 is to notify the Securities and Exchange Commission (SEC) of a claim of exemption under specific rules of the Investment Company Act of 1940.
Q: What is Rule 6e-2 under the Investment Company Act of 1940?
A: Rule 6e-2 is a specific rule under the Investment Company Act of 1940 that provides exemptions for certain transactions involving insurance companies.
Q: What is Rule 6e-3(T) under the Investment Company Act of 1940?
A: Rule 6e-3(T) is another rule under the Investment Company Act of 1940 that provides exemptions for certain transactions involving interests in rental real estate.
Q: Who needs to file SEC Form 1130?
A: Individuals or entities claiming exemption under Rule 6e-2 or 6e-3(T) of the Investment Company Act of 1940 need to file SEC Form 1130.
Form Details:
- Released on March 1, 2003;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of SEC Form 1130 (N-6EI-1) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 1130 (N-6EI-1) Notification of Claim of Exemption Pursuant to Rule 6e-2 or 6e-3(T) Under the Investment Company Act of 1940
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