SEC Form 1938 (N-54C) Notification of Withdrawal of Election to Be Subject to Sections 55 Through 65 of the Investment Company Act of 1940 Filed Pursuant to Section 54(C) of the Investment Company Act of 1940

What Is SEC Form 1938 (N-54C)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on March 1, 2001 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 1938 (N-54C)?
A: SEC Form 1938 (N-54C) is a form filed by investment companies to notify the withdrawal of election to be subject to Sections 55 through 65 of the Investment Company Act of 1940.

Q: Why would an investment company file SEC Form 1938 (N-54C)?
A: An investment company would file SEC Form 1938 (N-54C) to withdraw the election to be subject to Sections 55 through 65 of the Investment Company Act of 1940.

Q: What does SEC stand for?
A: SEC stands for Securities and Exchange Commission.

Q: What is the Investment Company Act of 1940?
A: The Investment Company Act of 1940 is a federal law that regulates mutual funds and other investment companies to protect investors.

Q: What are Sections 55 through 65 of the Investment Company Act of 1940?
A: Sections 55 through 65 of the Investment Company Act of 1940 are specific provisions that investment companies can elect to be subject to, but can also choose to withdraw their election.