SEC Form 1473 (3) Initial Statement of Beneficial Ownership of Securities

SEC Form 1473 (3) Initial Statement of Beneficial Ownership of Securities

What Is SEC Form 1473 (3)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on November 1, 2011 and used country-wide. Check the official instructions before completing and submitting the form.

FAQ

Q: What is SEC Form 1473?
A: SEC Form 1473 is an Initial Statement of Beneficial Ownership of Securities.

Q: Who is required to file SEC Form 1473?
A: Individuals or entities who acquire beneficial ownership of more than 10% of a class of equity securities must file SEC Form 1473.

Q: What information is included in SEC Form 1473?
A: SEC Form 1473 includes information about the filer's identity, the securities in which beneficial ownership is being acquired, and the purpose of the acquisition.

Q: Are there any filing fees associated with SEC Form 1473?
A: No, there are no specific filing fees associated with SEC Form 1473.

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Form Details:

  • Released on November 1, 2011;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a printable version of SEC Form 1473 (3) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download SEC Form 1473 (3) Initial Statement of Beneficial Ownership of Securities

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