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SEC Form 876 (7-M) Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer
What Is SEC Form 876 (7-M)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on June 1, 2012 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is SEC Form 876 (7-M)?
A: SEC Form 876 (7-M) is a form used by individual non-resident brokers or dealers to appoint an agent for service of process, pleadings, and other papers.
Q: Who needs to file SEC Form 876 (7-M)?
A: Individual non-resident brokers or dealers who want to appoint an agent for service of process, pleadings, and other papers need to file SEC Form 876 (7-M).
Q: What is the purpose of SEC Form 876 (7-M)?
A: The purpose of SEC Form 876 (7-M) is to provide a means for individual non-resident brokers or dealers to appoint an agent for service of process, pleadings, and other papers.
Q: What information is required in SEC Form 876 (7-M)?
A: SEC Form 876 (7-M) requires the individual non-resident broker or dealer to provide information about themselves, the agent being appointed, and the documents being served.
Q: Is there a fee for filing SEC Form 876 (7-M)?
A: There is no fee for filing SEC Form 876 (7-M).
Q: What is an agent for service of process?
A: An agent for service of process is a person or entity authorized to accept legal documents on behalf of a business or individual.
Q: Is it mandatory for individual non-resident brokers or dealers to appoint an agent for service of process?
A: Yes, it is mandatory for individual non-resident brokers or dealers to appoint an agent for service of process.
Q: Can the appointed agent for service of process be changed?
A: Yes, the appointed agent for service of process can be changed by filing a new Form 876 (7-M) with the SEC.
Form Details:
- Released on June 1, 2012;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a printable version of SEC Form 876 (7-M) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 876 (7-M) Irrevocable Appointment of Agent for Service of Process, Pleadings and Other Papers by Individual Non-resident Broker or Dealer
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