SEC Form 1500 (BD-N) Form for Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products Pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934

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What Is SEC Form 1500 (BD-N)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2008 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 1500 (BD-N)?
A: SEC Form 1500 (BD-N) is a form used for the Notice of Registration as a Broker-Dealer for the Purpose of Trading Security Futures Products.

Q: What is the purpose of SEC Form 1500 (BD-N)?
A: The purpose of SEC Form 1500 (BD-N) is to register as a broker-dealer for trading security futures products.

Q: Under what section of the Securities Exchange Act of 1934 is SEC Form 1500 (BD-N) filed?
A: SEC Form 1500 (BD-N) is filed pursuant to Section 15(B)(11) of the Securities Exchange Act of 1934.

Form Details:

Released on January 1, 2008;
The latest available edition released by the U.S. Securities and Exchange Commission;
Easy to use and ready to print;
Yours to fill out and keep for your records;
Compatible with most PDF-viewing applications;
Fill out the form in our online filing application.

Download a fillable version of SEC Form 1500 (BD-N) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.