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SEC Form 1528 (TA-1) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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SEC Form 1528 (TA-1) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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What Is SEC Form 1528 (TA-1)?

This is a legal form that was released by the U.S. Securities and Exchange Commission on December 1, 2006 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.

FAQ

Q: What is SEC Form 1528?
A: SEC Form 1528 is the Uniform Form for Registration as a Transfer Agent and for Amendment to Registration.

Q: What is the purpose of SEC Form 1528?
A: The purpose of SEC Form 1528 is for Transfer Agents to register or amend their registration with the Securities and Exchange Commission (SEC).

Q: Which law does SEC Form 1528 pertain to?
A: SEC Form 1528 pertains to Section 17a of the Securities Exchange Act of 1934.

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Form Details:

  • Released on December 1, 2006;
  • The latest available edition released by the U.S. Securities and Exchange Commission;
  • Easy to use and ready to print;
  • Yours to fill out and keep for your records;
  • Compatible with most PDF-viewing applications;
  • Fill out the form in our online filing application.

Download a fillable version of SEC Form 1528 (TA-1) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.

Download SEC Form 1528 (TA-1) Uniform Form for Registration as a Transfer Agent and for Amendment to Registration Pursuant to Section 17a of the Securities Exchange Act of 1934

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Linked Topics

Transfer Agent U.S. Securities and Exchange Commission United States Federal Legal Forms United States Legal Forms
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