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SEC Form 1935 (1) Application for, and Amendments to Application for, Registration as a National Securities Exchange or Exemption From Registration Pursuant to Section 5 of the Exchange Act
What Is SEC Form 1935 (1)?
This is a legal form that was released by the U.S. Securities and Exchange Commission on February 1, 1999 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
FAQ
Q: What is SEC Form 1935?
A: SEC Form 1935 is the application form for registration as a national securities exchange or exemption from registration.
Q: What does SEC stand for?
A: SEC stands for Securities and Exchange Commission.
Q: What is the Exchange Act?
A: The Exchange Act refers to the Securities Exchange Act of 1934, which governs the trading of securities in the United States.
Q: Who is required to file SEC Form 1935?
A: Entities seeking to register as a national securities exchange or seeking exemption from registration need to file SEC Form 1935.
Q: What information does SEC Form 1935 require?
A: SEC Form 1935 requires detailed information about the applicant's operations, governance, and compliance with the Exchange Act.
Form Details:
- Released on February 1, 1999;
- The latest available edition released by the U.S. Securities and Exchange Commission;
- Easy to use and ready to print;
- Yours to fill out and keep for your records;
- Compatible with most PDF-viewing applications;
- Fill out the form in our online filing application.
Download a fillable version of SEC Form 1935 (1) by clicking the link below or browse more documents and templates provided by the U.S. Securities and Exchange Commission.
Download SEC Form 1935 (1) Application for, and Amendments to Application for, Registration as a National Securities Exchange or Exemption From Registration Pursuant to Section 5 of the Exchange Act
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