Texas State Securities Board Forms
The Texas State Securities Board is responsible for regulating and overseeing the securities industry in Texas. Its primary role is to protect investors and maintain the integrity of the Texas financial markets. The board enforces state securities laws, registers securities firms and professionals, reviews investment offerings, and investigates securities fraud and misconduct. It also provides education and resources to help investors make informed decisions and avoid fraudulent schemes.
Documents:
66
This form is used for investment companies to report their sales in the state of Texas.
PDF 
Word
This document is used for reporting suspected cases of financial exploitation in the state of Texas. It allows individuals to report potential instances of financial abuse or fraud against vulnerable adults.
This type of document is a "Investor Complaint Form - Texas" that is used to file complaints or claims related to investments in Texas. It is written in Spanish.
This form is used for submitting a crowdfunding exemption notice in the state of Texas.
This form is used for filing a complaint against an investor or investment company in the state of Texas. It allows individuals to report any fraudulent or unethical activities in the investment industry.
This form is used as a supplement to the Application for Employment in the state of Texas. It may contain additional information or questions specific to employment in Texas.
This type of document is an alternate version of a signature page specifically designed for use in the state of Texas.
This Form is used for the consent to service in the state of Texas.
This Form is used for applying to be designated as a matching service in the state of Texas under section 109.15.
