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Texas State Securities Board Forms

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Form 133.6 Secondary Trading Exemption Renewal Notice - Texas PDF DOCX

Form 133.6 Secondary Trading Exemption Renewal Notice - Texas
Legal United States Legal Forms Texas Legal Forms
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Form 133.13 Application for Renewal Permit - Texas PDF DOCX

Form 133.13 Application for Renewal Permit - Texas
Legal United States Legal Forms Texas Legal Forms
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Form 133.27 Year-End Report of Sales of Federal Covered Securities by a Money Market Fund - Texas PDF DOCX

Form 133.27 Year-End Report of Sales of Federal Covered Securities by a Money Market Fund - Texas
Legal United States Legal Forms Texas Legal Forms Money Market Fund
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Form 133.36 Request for Reduced Fees for Certain Persons Registered in Multiple Capacities - Texas PDF DOCX

Form 133.36 Request for Reduced Fees for Certain Persons Registered in Multiple Capacities - Texas
Legal United States Legal Forms Texas Legal Forms Fee Waiver Form Fee Reduction Reduced Fee
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Form 133.34 Undertaking Regarding Non-issuer Sales - Texas PDF DOCX

Form 133.34 Undertaking Regarding Non-issuer Sales - Texas
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Form 133.5 Secondary Trading Exemption Notice - Texas PDF DOCX

Form 133.5 Secondary Trading Exemption Notice - Texas
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Form 133.12 Renewal Application for Mutual Funds and Other Continuous Offerings - Texas PDF DOCX

Form 133.12 Renewal Application for Mutual Funds and Other Continuous Offerings - Texas
Legal United States Legal Forms Texas Legal Forms Mutual Funds
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Form 133.30 Information Concerning Projected Market Prices and Related Market Information - Texas PDF DOCX

Form 133.30 Information Concerning Projected Market Prices and Related Market Information - Texas
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Form 133.26 Request for Determination of Money Market Fund Status for Federal Covered Securities - Texas PDF DOCX

Form 133.26 Request for Determination of Money Market Fund Status for Federal Covered Securities - Texas
Legal United States Legal Forms Texas Legal Forms Money Market Fund
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Form 133.29 Intrastate Exemption Notice - Texas PDF DOCX

Form 133.29 Intrastate Exemption Notice - Texas
Legal United States Legal Forms Texas Legal Forms
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Form 133.16 Texas Crowdfunding Portal Withdrawal of Registration - Texas PDF DOCX

Form 133.16 Texas Crowdfunding Portal Withdrawal of Registration - Texas
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Form 133.18 Certification of Balance Sheet by Principal Financial Officer - Texas PDF DOCX

Form 133.18 Certification of Balance Sheet by Principal Financial Officer - Texas
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Form 133.4 Request for Consideration of a Registration Application by a Military Applicant - Texas PDF DOCX

Form 133.4 Request for Consideration of a Registration Application by a Military Applicant - Texas
Legal United States Legal Forms Texas Legal Forms Request for Consideration
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Form 133.10 Investment Company Report of Sales in the State of Texas - Texas PDF DOCX

Form 133.10 Investment Company Report of Sales in the State of Texas - Texas

This form is used for reporting sales made by investment companies within the state of Texas.

Legal United States Legal Forms Texas Legal Forms Sales Report Investment Companies
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Form 133.14 Consent of Independent Accountants - Texas PDF DOCX

Form 133.14 Consent of Independent Accountants - Texas
Legal United States Legal Forms Texas Legal Forms Independent Accountant
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Form 133.21 Crowdfunding Exemption Notice - Texas PDF DOCX

Form 133.21 Crowdfunding Exemption Notice - Texas
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Form 133.23 Request for Recognition of Out-of-State License or Registration by a Military Spouse - Texas PDF DOCX

Form 133.23 Request for Recognition of Out-of-State License or Registration by a Military Spouse - Texas
Legal United States Legal Forms Texas Legal Forms
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Form 133.20 Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity - Texas PDF DOCX

Form 133.20 Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity - Texas
Legal United States Legal Forms Texas Legal Forms Small Business Documents
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Form 133.3 Ada Accommodations Request - Texas PDF DOCX

Form 133.3 Ada Accommodations Request - Texas
Legal United States Legal Forms Texas Legal Forms Ada Accommodations Ada Request Ada Accommodation Request Form
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Form 133.9 Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises - Texas PDF DOCX

Form 133.9 Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises - Texas
Legal United States Legal Forms Texas Legal Forms Notice Filing
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Form 133.19 Waiver or Refund Request by a Military Applicant - Texas PDF DOCX

Form 133.19 Waiver or Refund Request by a Military Applicant - Texas
Legal United States Legal Forms Texas Legal Forms Refund Request Form
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Form 133.22 Waiver or Refund Request by a Military Spouse for a Renewal Fee - Texas PDF DOCX

Form 133.22 Waiver or Refund Request by a Military Spouse for a Renewal Fee - Texas
Legal United States Legal Forms Texas Legal Forms Refund Request Form Waiver Request Form
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Form 133.11 Sales Report for Non-continuous Offerings - Texas PDF DOCX

Form 133.11 Sales Report for Non-continuous Offerings - Texas
Legal United States Legal Forms Texas Legal Forms Sales Report
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Form 133.2 Public Information Charges - Billing Detail - Texas PDF DOCX

Form 133.2 Public Information Charges - Billing Detail - Texas
Legal United States Legal Forms Texas Legal Forms Billing Details
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Form 133.15 Texas Crowdfunding Portal Registration - Texas PDF DOCX

Form 133.15 Texas Crowdfunding Portal Registration - Texas
Legal United States Legal Forms Texas Legal Forms
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Application for Employment - Employment History Continuation Page - Texas PDF DOCX

Application for Employment - Employment History Continuation Page - Texas
Legal United States Legal Forms Texas Legal Forms Employment History Template Employment Details Form Employment Records Job History Job Records
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