New York State Department of Financial Services Forms

This document is for an out-of-state bank or trust company that intends to establish and maintain a trust office in New York. It serves as a notice to inform the relevant authorities of their intention to operate in the state.

This document is a monthly report that foreign banks are required to submit to the New York State Banking Law. The report includes information on the assets deposited by branches or agencies of foreign banks that are considered "well-rated" according to the regulations set by the Superintendent.

This document is used for certifying compliance with Section 296-a of the Executive Law of the State of New York by proposed banking organizations.

This document is used to confirm the payment of capital stock in the state of New York.

This form is used for collecting personal information in order to complete Form FB101 Annex A in New York.

This form is used for applying for a license to establish and maintain a branch or agency in the State of New York as a foreign banking corporation.

This document is used for appointing the Superintendent of Financial Services as a true and lawful attorney in the state of New York.

This document provides guidelines and policies for supervising financial institutions in New York.

This form is used for the certification of capital, surplus, and undivided profits in the state of New York.

This form is used for submitting a litigation affidavit in New York.

This Form is used for providing taxpayer identification information in the state of New York. It is an annex form of Form FB101.

This form is used for applying for permission to change the location of a branch or agency in New York.

This form is used for gathering personal information of individuals residing in New York.

This document provides a statement of an individual or entity's financial condition in New York, including assets, liabilities, and net worth.

This Form is used for projecting the income and expenses of a foreign banking corporation that is applying to open and maintain a branch/agency in New York.

This document provides information on the supervisory policies and guidelines for financial institutions in New York. It is used to ensure compliance with regulations and promote sound financial practices.

This Form is used for reporting the statement of financial condition in the state of New York.

This document is an agreement form used in New York under Section 9(B) of the International Banking Act of 1978. It is related to international banking activities.

This document is used for appointing the Superintendent of Financial Services as a true and lawful attorney in the state of New York.

This form is used for providing taxpayer identification information in New York.

This form is used for reporting monthly assets deposited by branches/agencies of foreign banks in accordance with New York State Banking Law.

This Form is used for foreign banking corporations to apply for a license to establish and maintain a representative office in the state of New York.

This document is a notice of intention to change the location of a representative office in New York.

This type of document, called a Control Agreement, is commonly used in New York. It sets out the terms and conditions related to the control of certain assets, such as securities or funds, by a third party. The agreement outlines the responsibilities and rights of the parties involved, ensuring proper management and protection of the assets.

This document is for private bankers in New York who are applying for authorization to continue their business. It is a verified certificate that verifies their firm's credentials and qualifications.

This document describes the role of the New York Limited Liability Trust Company in regulating virtual currency in New York. It provides information on the licensing and oversight requirements for virtual currency businesses in the state of New York.

This document certifies the organization status of a safe deposit company located in New York. It provides evidence of the company's legal existence and authorization to operate in the state.

This document is used for compliance with Section 513 of the New York State Banking Law. It requires an affidavit to ensure compliance with certain banking regulations in the state of New York.

This financial report provides a comprehensive overview of the financial status of New York. It includes information about revenues, expenses, and other financial data related to the city.

This document is an agreement form required by the International Banking Act of 1978. It pertains specifically to Section 9(B) and applies to banks located in New York.

This form is used in New York to designate a person who can receive legal process on behalf of a superintendent.

This form is used for designating a person to whom legal process may be forwarded by the Superintendent in New York.

This type of document is used for automated debit transactions through the Automated Clearing House (ACH) system in New York. ACH is a commonly used electronic funds transfer network for processing payments.

This document is an enforcement notification related to the New York Real Property Actions & Proceedings Law 1308. It provides information about the enforcement process for real property actions and proceedings in New York.

This document provides instructions for surrendering a mortgage banker license in the state of New York.

This document provides instructions for amending the registration of a mortgage banker company in New York. Guidance is provided on the necessary steps and requirements for making changes to the company's registration.

This document provides instructions for surrendering a mortgage broker registration in New York. It outlines the required steps and procedures for voluntarily giving up your registration as a mortgage broker.

This document certifies compliance with a specific section of the New York Executive Law for banking organizations in the process of formation.

This document is a checklist for new mortgage broker companies in New York to complete their registration application. It outlines the required documents and steps to be followed during the application process.