This is a legal form that was released by the U.S. Securities and Exchange Commission on January 1, 2022 and used country-wide. As of today, no separate filing guidelines for the form are provided by the issuing department.
Q: What is SEC Form 1398?A: SEC Form 1398 is a registration statement filed under the Securities Act of 1933.
Q: What does S-8 mean?A: S-8 refers to the specific form type of the registration statement.
Q: Who is SEC Form 1398 filed by?A: SEC Form 1398 is filed by companies offering securities to their employees pursuant to certain plans.
Q: What is the purpose of SEC Form 1398?A: The purpose of SEC Form 1398 is to register the securities being offered to employees under the Securities Act of 1933.
Q: What does the Securities Act of 1933 regulate?A: The Securities Act of 1933 regulates the offer and sale of securities to protect investors.
Q: What are the certain plans referred to in SEC Form 1398?A: The certain plans referred to in SEC Form 1398 are employee benefit plans, such as stock option plans or employee stock purchase plans.