North American Securities Administrators Association Forms
The North American Securities Administrators Association (NASAA) is an organization that serves as a collective voice for state securities regulators in the United States and Canada. NASAA is responsible for investor protection and the promotion of fair and efficient capital markets. They work to develop and enforce uniform securities laws and regulations, provide education and resources to investors, and facilitate coordination among state securities agencies.
Documents:
8
This document is used to provide notice of a transaction under the Model Accredited Investor Exemption.
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This Form is used for providing a uniform notice for federal crowdfunding offerings. It helps to ensure compliance with federal regulations and provides important information to potential investors.
This document is used for filing a notice for a Regulation A - Tier 2 offering.
This document is an application for becoming a provider of continuing education courses for investment adviser representatives. It is used by individuals or organizations interested in offering courses to meet the continuing education requirements for this profession.
This document is for individuals who want to apply to become an instructor for continuing education courses offered by NASAA (North American Securities Administrators Association). It includes information about the application process and requirements for becoming a CE course instructor.
This form is used for creating a uniform corporate resolution for official decision-making within a company. It helps establish a clear and consistent process for approving actions or making decisions.
