U.S. Commodity Futures Trading Commission Forms
The U.S. Commodity Futures Trading Commission (CFTC) is a regulatory agency that oversees the futures and options markets in the United States. Its primary purpose is to ensure the integrity, transparency, and stability of these markets, while also protecting market participants from fraud, manipulation, and abusive practices. The CFTC enforces the Commodity Exchange Act, which governs the trading and exchange of commodity futures and options.
Documents:
10
This form is used for identifying "special accounts" as required by the Commodity Futures Trading Commission (CFTC).
PDF 
Word
This form is used for reporting the cash positions for grains, soybeans, soybean oil, and soybean meal to the Commodities Futures Trading Commission (CFTC).
This document is used for applying to become a Swap Execution Facility or making amendments to an existing registration.
This document is used as a cover sheet to accompany a submission.
This Form is used for preparing a checklist for filing a complaint. It provides a structured format to ensure that all necessary information is included in the complaint.
This form is used for filing a complaint regarding violations of rules and regulations by individuals or entities regulated by the Commodity Futures Trading Commission (CFTC).
This form is used for submitting an application for an award for original information provided to the Commodity Futures Trading Commission (CFTC) under Section 23 of the Commodity Exchange Act.
This form is used for reporting tips, complaints, or referrals to the US Commodity Futures Trading Commission (CFTC). It allows individuals to provide information about potential violations of commodities laws or regulations.
